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Broker bankrupted in kangaroo court
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Topic: Broker bankrupted in kangaroo court (Read 157 times)
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Broker bankrupted in kangaroo court
«
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March 14, 2012, 06:23:09 PM »
Broker bankrupted in kangaroo court - Industry group loses evidence in whistleblower case
14 March 2012
, by Al Lewis - Denver (MarketWatch)
http://www.marketwatch.com/story/broker-bankrupted-in-kangaroo-court-2012-03-14
Excerpt:
Mark Mensack joined Morgan Stanley in 2008, landing an $873,000 signing bonus, but now he’s in personal bankruptcy and just moments away from losing his home in Cherry Hill, N.J..
He’s turning 50. He’s got a wife and three kids. And this is where he’s landed after losing an arbitration with his former employer before his industry’s self-regulating body, the Financial Industry Regulatory Authority.
Mensack claimed he was forced to leave Morgan Stanley after he accused the firm of taking hidden fees from its retirement-account customers.
In July, a Finra panel ruled against this would-be whistleblower and ordered him to pay Morgan Stanley $1.2 million, essentially demanding most of his bonus back after quitting, plus interest and legal fees.
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