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Author Topic: Enterprise-Wide IT Architecture (EWITA) 3/2001 exposes MITRE/Ptech conx  (Read 1083 times)
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« on: December 01, 2010, 06:15:56 AM »

Enterprise-Wide IT Architecture (EWITA)
http://www.ewita.com/newsletters/I0019.doc
0/03/01

_______________________________________________________

The EWITA newsletter

Going out to a list of 280 Architects

Welcome to the latest issue of the Enterprise-Wide IT Architecture Newsletter!

Supporting the Enterprise-Wide IT Architecture (EWITA) web site at http://www.ewita.com/

Prior newsletters <here>

------------------------------------------------------

Table of Contents

1.    New Pointer Set

2.    Technology Trends

3.    Technical Site TechRepublic

4.    Reading Files

·       On the Federal level:

·       Civilian Reading:

·        From DCI:

·        From Computer World:

·        Experio Solutions:

5.    We Have Mail! "looking for a reference architecture" Jonas Colmsjo, Leon Olson, Steven van 't Veld

6.    We have Mail Two! "tool alternatives analysis" George Brundage

7.    Announcement

I need Help, between work, and this newsletter, I do not have sufficient time to generate new content each time.  So if you have a favorite web site or a white paper languishing on your C: Drive, send it to me.  Get published!  Each of us has something to contribute to this community, a simple process, a procedure, or a white paper that you have used effectively can be of additional use to others.  You can get some pretty good exposure for your organization by publishing in this newsletter.  Send contributions to

David McAfee

At

dmcafee@ewita.com

Contributors for this issue are:

Chang, Russell <mailto:rchang@experio.com>

Steven van 't Veld <Steven.van.t.Veld@AIM.nl> http://www.AIM.nl/

Jonas Colmsjo <jonas@colmsjo.f2s.com> www.colmsjo.f2s.com

Leon Olson <76243.3006@compuserve.com>

George Brundage <George.Brundage@cio.treas.gov>

And the gang at Employment Development Department (State of California)

 

 


New Pointer Set:

No, we are not unique! Some Pointers to state levels of architectures (with some to counties and cities):

In an attempt to see what was out there (on the web) for Enterprise Architectures I did a series of searches on the following key words: Enterprise Architecture, Technology Architecture, Enterprise-Wide IT architecture and various other key words it the address suffix of .us.

This did NOT find all the appropriate sites but I did get over 1000 hits from the following states: AK, AR, AZ,  CO, CT, DE, FL, GA, IA, IN, KS, KY, LA, MA, MD, ME, MI, MN MO, MS, MT, NC, ND, NE,  NJ, NV, NY, OH, OR, PA ,RI, SC, TX, UT, VA, VT, WI, WY.  I refined the number of sites to about 250 table entries, of which I have not had the opportunity to refine the Wisconsin and Wyoming entries yet.  These last few will be validated over the next couple of weeks.

Arkansas, Connecticut, the City of Indianapolis, Kansas, Kentucky, Massachusetts, Montgomery County in Maryland, ME, Minnesota, Montana, North Carolina, Nebraska, New Jersey, Ohio, Oregon, Utah, and Virginia all have web resident Architectures.   The other states are in the process or at least appear to understand that EA is necessary.  It is noteworthy, that the primary type of EA is that style sponsored by MetaGroup.  This Pointer list is about 500k bytes, the pointer list on the EWITA site, just go there and select LINKS

<toc>

Technology Trends:

Extracted from the CA/EDD/BDA, request full access to the BDA at CA/EDD Complete Architecture

 

Technology Trends

 

   
The technology trends are widely recognized forces or directions of change in the IT industry. These trends identify the most important technology indicators impacting the organization and the enterprise architecture. The Architecture will utilize trends to frame the development of the technical architecture in the context of current technology and to understand the impact of technology on the organization's business drivers and architecture requirements.

The Archtiecture team ranked these trends by decreasing importance to organization’s business drivers and the Architecture.


Network Centric Computing. The need to share information efficiently with customers and partners, as well as internally, will cause electronic document handling, electronic commerce, automated workflow and collaborative computing to continue increasing dramatically through 2001. Intranets and the Internet will become the de-facto standard delivery mechanisms to enable information sharing and collaboration. These developments, along with the distribution of computing services (i.e. client/server applications), will increase the demand for network connectivity and communications bandwidth by up to 300%. This trend elevates the importance of the network and makes it a critical factor in the success or failure of an organization’s business processes.

Resource Challenges. Shortages in personnel, time, and outsourcing resources will drive 3%-4% monthly IT cost increases through 2001. Government organizations, unable to keep pace with skyrocketing salary requirements due to flat or declining budgets, will be acutely affected. Organizations that have difficulty attracting and retaining IT professionals cannot afford to invest resources into niche oriented, leading-edge products. To address this situation, successful organizations concentrate on using market dominant providers for their technology solutions, thus ensuring a broader labor pool.

Internet/Intranet. The Internet and its capabilities are becoming a universal business communications medium. They will drive standards for network computing, collaborative computing and electronic commerce. During 2001/2002, development using these tools will focus increasingly on legacy/enterprise application integration and mission critical (e.g. systems that require a high level of reliability, availability, scalability) Intranet/extranet applications.

Data Warehouse. The need to accelerate decision-making causes organizations to put operational data from the lines-of-business into data warehouses that provide enterprise-wide views of information. Powerful, yet easy-to-use, GUI analysis tools in the hands of decision-makers will provide them with immediate access to key information. Information from the data warehouse will continue to be electronically disseminated to knowledge workers within the organization, external business partners and customers.

Security. As organizations increase information sharing and access to data for customers and partners via the Internet, the complexity of securing information is increasing. The lack of encompassing security products/standards will hinder the ability of a single all encompassing security solution. This will cause selection and implementation of various enterprise-wide security solutions based on specific local factors. A demand for single sign-on, (one user log-on Id.), will drive development of security infrastructure with auditability, authentication (smart cards), and strong identification (fingerprint, voiceprint , etc.).

Total Cost of Ownership (TCO) of IT. Because of the rising costs of IT support services and personnel, organizations are over engineering their technology infrastructure (hardware, software and networks). By 2001, successful organizations will emphasize the use of standards and "best practices" to reduce integration complexity rather than optimize the performance of individual infrastructure systems to reduce TCO.

Technology Price/Performance Curve. Innovations in the technology industry will continue to lower price/performance curves. Computer processing speeds will continue to double every 18-20 months. Network transmission technologies promise to deliver dramatic increases in network transmission capacity (bandwidth) and lower costs. Costs of computer memory and the electronic storage of data are decreasing rapidly.

Mobile Connectivity. The demand for information by mobile users is increasing as the ability to provide personalized customer service (at the point of customer contact) becomes a strategic competitive advantage. Successful organizations design infrastructures with remote access in mind. This drives organizations to develop enterprise-wide remote access solutions. The need for mobile connectivity will help increase the use of wireless technologies 20%-30% annually.

Systems Management and Support. Growing personal computer use, dramatically increasing network traffic levels, Intranet applications and expanding complexity of IT systems will drive cost increases related to systems and personnel support services. Organizations are implementing enterprise-wide system management solutions and service-level agreements to control these costs, and also to improve reliability, network availability and disaster recovery.

Client/Server Application Development. The Client/Server model of distributed systems will continue to grow. In this model, the dominate industry trend is to separate, at minimum, the data access, business-logic and presentation parts of the application. Centralized legacy systems will continue to be a primary service delivery for high transaction volume production-oriented applications. However, increasingly, legacy data will be interfaced into new client/server and web-enabled browser-based applications.

Organizational Dual Discipline Proficiency. IT has become an integral component to nearly all business processes. The information content of products and services is becoming a primary critical success factor in most organizations. This forces organizations to recognize the impact and importance of cross-training IT professionals and business managers. IT professionals have a solid understanding of the drivers and requirements of their business customers. Business managers are versed in current technology issues and trends that affect their organization.

Application Development Tools. Stand-alone tools used for limited, specific purposes lose market share as the environment in most tool categories is consolidated around integrated tools from a few, significant vendors. Legacy system support and application maintenance will continue with most of the same tools as used today.

Buy vs. Build. Buy for competitive parity, build for competitive advantage. Through 2001, organizations will want to buy commercial applications before they build functionally equivalent versions because of time-to-market pressures. Additionally, the rising cost of IT staff has increased the time to recover the costs of applications developed in-house.

Outsourcing. Organizations are increasingly utilizing external providers for selected IT services. The areas organizations most commonly outsource are:

Data Center Services and Network Services (wide-area networks and remote access)

Application Maintenance (legacy code updates/minor enhancements)

Implementation of Package Applications and Custom Application Development

Distributed IT Services (help desk and PC asset management).

<toc>

Technical Site:

Here is a site for IT professionals, they have a lot of tools for general consultants:

From the Site:

Welcome to TechRepublic, the only Web community created for IT pros by IT pros.

TechRepublic provides the information you need to succeed no matter what your IT role. Take a look around and discover the personalized information, news, and career advice we've put together just for IT pros like you.

·        Personalized Content: our technology delivers just what you need, each time you visit.

·        Technical Q&As and Discussions: talk to other IT pros about what keeps you up at night.

·        Free Downloads: forms, templates, checklists, Gartner product analysis, and more.

·        Job Directory: find your IT dream job.

·        IT Vender Directory: search for and locate the specific IT resources you need.

·        Free E-newsletters: get regular updates on IT topics from software tips to IT support

Comments:

This is a free membership site with sections for the CIO, IT Manager, Network Administrator, Developer Support and IT Consultants.

<toc>

Reading Files:

On the Federal level:

Here is a set of models for the development of a federal level architecture based on the Zachman models.

The products associated with the Federal Enterprise Architecture Framework
(FEAF) Pilot are at
http://www.itpolicy.gsa.gov/mke/archplus/cmodel.htm
These products are primarily Mitre Grants Products and include
Activity Model (OV-5) (PowerPoint) November 27, 2000
Activity Model Data Dictionary (Word) November 27, 2000
Grants Activity Hierarchy Chart November 27, 2000
Operational Node Connectivity Diagram (PowerPoint) December 19, 2000
Top Level Operational Node Connectivity Diagram (Word) December 19, 2000
And Ptech Grants Products (Ptech Framework)
Ptech FEAF Grants Target
Ptech Meta Models
Ptech FEAF Meta Models 11/22/00.

<toc>

Civilian Reading:

Here are site listings  for many publications for those of you who like online reading, both newspapers and magazines.

http://www.siteone.com/papers/mags.htm
http://www.siteone.com/papers/intern.htm
http://www.siteone.com/papers/nation.htm

<toc>

From DCI:

The Government Enterprise Architectures Conference
http://www.dci.com/brochure/eacdc/schedule.asp

<toc>

From Computer World:

The following contain a impressive list of white paper pointers

http://itreports.computerworld.com/cw1

<toc>

Developers of Enterprise Architectures:

The consulting firm that the State of California, Employment development Department used to assist in the development of their Business Driven Architecture was purchased and renamed to Experio Solutions, I received this announcement from Russell Chang (rchang@experio.com) who worked with me on the project. 

Announcing Experio Solutions

Experio Solutions is a new name but we are not a new company; we are still the same knowledgeable and experienced group we have always been.  We are the former Grant Thornton e-Business Consulting Group, which has been in operations for more than 20 years.  On November 1, 2000, we became Experio Solutions, a company of Hitachi which is one of the world's leading global electronics companies.  We provide solutions, knowledge and experience to mid-size and Fortune 1000 companies in areas such as Enterprise Architecture (EA), e-Business strategies and technologies, customer relationship management, enterprise resource planning and supply chain management.  Our client-contact consultants are seasoned professionals who average more than 7 years of business experience so they have the necessary knowledge and skills to execute engagements on time and on budget, delivering client satisfaction the entire way.

Throughout this transition, the Experio Solutions EA practice has continued to offer the industry leading EA consulting services to our clients.  With our comprehensive and proven methodology based on real world client experiences and our ongoing team of experienced EA project consultants, we set the industry standard with our approach for assisting clients in the development of an EA.  We strive to help you achieve tangible, bottom line results.  Our business-driven, consensus-based approach gets the right people involved in the beginning of the process to ensure that the effort has the necessary support.  We utilize a results-oriented, phased approach that stresses knowledge transfer between Experio and client staff.  This ensures that your team will be able to successfully continue driving your EA process after our time in the project room is over.

We are Experio Solutions.  Go with the experienced leader.

<toc>

We Have Mail!

From: Jonas Colmsjo <jonas@colmsjo.f2s.com>

Sent: Wednesday, February 21, 2001 5:08 AM

Subject: [EWITA - Enterprise-Wide IT Architecture] Reference Application Architecture

> I am looking for a reference architecture for an application architecture.
> It should cover typical support systems for an enterprise, i.e CRM, ERP,
> HR systems with short descriptions of the applications in each system.
> Does anybody know of any standard, de facto standard application architectures
> that could be used for this?
> /Jonas
> Jonas Colmsjo
> jonas@colmsjo.f2s.com www.colmsjo.f2s.com

--------------------------------------------------------------------------------------------------------------------------------
----- Original Message -----

From: Leon Olson <76243.3006@compuserve.com>

Sent: Tuesday, February 27, 2001 2:57 PM

Subject: [EWITA - Enterprise-Wide IT Architecture] Reference Application Architecture
> Dear EWIT Staff:
> Please let me know if you find such a web site?
> As I understand your question:s 'where do I find the
> Enterprise Enterprise Architecture?'
> My question is? How many Enterprise Architectute(s)
> are there? You have mentioned a new one. Thanks.
> I suggest there should be what you propose, but that
> is only a start, e.g., 'The Funding Enterprise' Architecture.
> You mention the Support Enterprise Architecture, there
> are many more.
> If you would like to examine these Enterprise Architecture(s)
> please reply and we can discuss them and why..
> Thank you for your time.
> Sincerely,
> Leon Curtis Olson
> Enterprise Architecture
> Users Group
> Member At Large
> G-M: 12203 Cedarbrook Lane
> Laurel, MD 20708
> V-m: 301.483.9643 (EST 9a-4p)
----------------------------------------------------------------------------------------------------------------

----- Original Message -----

From: A/I/M - Steven van 't Veld - drs Marleen Olde Hartmann <Info@aim.nl>

Sent: Wednesday, February 28, 2001 4:15 AM

Subject: RE: [EWITA - Enterprise-Wide IT Architecture] Digest Number 29

> Hi Jonas,
> This is a simple question with a not-so-simple answer.
> An application architecture is part of the IT-architecture within the
> architecture of the information infrastructure of the organisation. When
> looking at the application architecture you have to distinguish between the
> current situation and the future situation.
> Looking at a current situation you look at what you have. This is usually a
> legacy of interrelated applications which is difficult to portray and, in my
> opinion, not standardisable. The problem is usually the grouping of the
> applications you have to create an architecture you can "handle". Another
> problem is the number of interfaces between the applications and with the
> environment.
> Looking at the future situation, and I mean way ahead, you can envision an
> "ideal" application architecture. By introducing some groundrules it is
> fairly easy to build it up. Say, for instance, a groundrule is that you only
> identify structured data ("databases"), unstructured data ("documents") and
> "loose" data (the data that is not managed but floates around in directories
> etc). If you make this the Data Architecture you can put functionality on
> top. This functionality will become your application architecture.
> Just looking at ERP, for instance, doesn't do the trick. ERP will do at most
> 30 to 40% of your processing, no more.
> Going some steps further introducing an application architecture and a data
> architecture is not the main concern. What you want is an (enterpise)
> information architecture. Here we find the conceptual models of
> functionality and information. Here you will find everything just once.
> Relating your application and data with your functionality and information
> will show you where the duplicates are. The key is here is to separate the
> notions of Information and IT. IT is used for solutions. Information is what
> an organisatioon wants to own.
> With regard to the conceptual models there are standards available. I do see
> some good practices, but hardly any standards on application architectures
> themselves because they are usually specific to organisations.
> I do hope this helps you out
> Met vriendelijke groet,
> Steven van 't Veld
> Principal Consultant en (enterprise) information architect
> Architectuur, Informatie & Management (A/I/M) bv.
> E-mail: Steven.van.t.Veld@AIM.nl
> Homepage: < http://www.AIM.nl/>

----------------------------------------------------------------------------------------------------------------

<toc>

We Have Mail Two:

A question from the Federal Architecture area

From: George Brundage <George.Brundage@cio.treas.gov>

Sent: Wednesday, February 28, 2001 5:52 AM

Subject: Architecture Items - Tools, February 28, 2001

> I would like to get your comments on the following tool alternatives:
> Alternatives Analysis
> Alternative 1: Select a single tool, and through the tool's meta-models
> enforce the rules and constraints associated with the products developed by
> the bureaus.
> Alternative 2: Select a standard set of architecture tools. These tools
> will be used to enforce the rules and constraints associated with the
> products or diagrams. Again, enforcement will be through standard
> meta-models. (Building diagrams in two tools will complicate the analysis.
> Some tools may be better for certain products than others; for example, I
> was told that the Operational Event/Trace Description and the Systems
> Functionality Description, which are both in the DoD and Treasury
> architecture frameworks, are best developed in UML.)
> Alternative 3: Others might argue that a standard tool(s) is not possible,
> and suggest that the bureaus use whatever tools they want as long as they
> produce the representations in accordance with the TEAF. The work products
> should be accessible to everyone in the agency; therefore, the products
> must be put in some kind of common form (e.g., html, pdf) or delivered to
> an agency common repository which would be accessible to everyone.
> Otherwise, some of the work products may end up in some softcopy format
> that you must purchase the tool in order to read. (A repository approach
> might allow analysis to be done across products from multiple
> architectures; although, this analysis will be far more complicated than in
> alternatives 1 and 2. Some would argue that using html and pdf
> representations is no better than paper representations.) Others have
> suggested that the vendors save to a standard format (other than html and
> pdf); although it is unknown whether this is likely to happen.
> What is a meta-model: The meta-models define the types of analysis that
> can be done. Meta-models enable forms, queries, and reports to "navigate"
> the diagrams. So for example, if you wanted to see for an operational node
> all of its activities, all the needlines it sends, all the ones it
> receives, and/or any other instances of another object from another
> diagram, this coul
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All eyes are opened, or opening, to the rights of man. The general spread of the light of science has already laid open to every view the palpable truth, that the mass of mankind has not been born with saddles on their backs, nor a favored few booted and spurred, ready to ride them legitimately
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« Reply #1 on: December 01, 2010, 06:18:18 AM »

http://web.archive.org/web/20010413063024/http://www.itpolicy.gsa.gov/mke/archplus/cmodel.htm


Federal Architecture Framework Subgroup

Charter
Meeting Minutes
CIO Council Interoperability Committee Workgroup Support Database
Business Case Outline by Manny DeVera
Interoperability Committee Endorsed OMB 97-16 Paragraph about the Federal Architecture
Draft Organizational Proposal for the Federal Architecture Program Working Paper
               (FAIAWG Approved May 11, 1999 and presented to the Interoperability Committee
               on May 26, 1999)
Draft Recommendations of the FAIAWG
Federal Enterprise Architecture (FEA) Framework (Generic Presentation) by George Brundage
CIO Endorsed Version - Federal Enterprise Architecture Framework Version 1.1 (pdf file)
               and (html file) Sep'99
Archive Copy: Federal Enterprise Architecture Conceptual Framework, Version 1.0 (8/98)
               pdf file or Word file
Federal Enterprise Architecture (FEA) Framework Pilot
Mapping the Zachman Framework to the C4ISR Architecture Framework, September 3, 1999
Preliminary Federal Architecture Pilot Roadmap, September 30, 1999
Federal Pilot Architecture: Preliminary Issues, September 30, 1999
Preliminary Recommended Criteria for Use in the Pilot Federal Architecture
The C4ISR Architecture Framework and the Federal Enterprise Architecture Framework,
Considerations for Discussion, April 20, 1999
Strawman Questions to Investigate in the Federal Pilot Architecture, October 14, 1999
Model Descriptions for the Federal Enterprise Architecture Framework, November 10, 1999
Automated Tool Criteria for the Federal Pilot Architecture
Mitre 3rd Quarter Report
Mitre 4th Quarter Report
Activities & Functions Products Relationships
Essential Products Relationships
Information Products Relationships
Systems Interface Products Relationships
Systems Architecture View Products Relationships
The C4ISR Architecture Framework: History, Status, and Plans for Evolution,
5th International Comand and Control Research and Technology Symposium,
TOPIC: C4ISR Architectures
Business Segments Profile, Jason Martin, PTECH, INC.
CIO Council FEAF ver 1.1
Descriptions of Models for the Federal Pilot Architecture, October 9, 2000
FEA Framework Pilot Contract Documents
Contract Data Requirements List DD Form 1423-1
Coversheet Mitre Project Work Statement
Ptech Schedule - FEAF Phase II - Grants and Trade Project Plan Draft, September 26, 2000
Requirements & Justification (R&J) Form
LMI SOW - Federal Commons Federal Enterprise Architecture (FEA) Framework
Ptech SOW, September 14, 2000
Mitre Grants Products
Federal Grants Pilot Architecture (2/27/01) Word
Federal Grants Pilot Architecture (2/27/01) HTML
Grants Administration Operational Information Exchange Matrix (2/28/01)Excel
Trade Products
Ptech Meta Models
Ptech FEAF Meta Models 11/22/00.
Ptech Grants Products (Ptech Framework)
Ptech FEAF Grants Target
Suggestion or comments, please send E-mail to Rob C.
Logged

All eyes are opened, or opening, to the rights of man. The general spread of the light of science has already laid open to every view the palpable truth, that the mass of mankind has not been born with saddles on their backs, nor a favored few booted and spurred, ready to ride them legitimately
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« Reply #2 on: December 01, 2010, 06:29:03 AM »

http://www.dodccrp.org/events/5th_ICCRTS/papers/Track7/067.pdf

The C4ISR Architecture Framework: History, Status, and Plans for Evolution
P. Kathie Sowell
1
The MITRE Corporation
McLean, Virginia
Abstract
An architecture is “the structure of components, their relationships, and the principles
and guidelines governing their design and evolution over time.”
-- C4ISR Architecture Framework Version 2.0
The Command, Control, Communications, Intelligence, Surveillance, and
Reconnaissance (C4ISR) Architecture Framework, Version 2.0, developed by the U.S.
Department of Defense (DoD) C4ISR Architecture Working Group, provides guidance
for describing architectures. It is intended to ensure that architectures developed by the
Commands, Services, and defense Agencies are interrelatable between and among the
organizations’ operational, systems, and technical architecture views, and are comparable
and integratable across Joint and multi-national organizational boundaries. The
Framework is intended to ensure that a clear audit trail exists from mission operations
and effectiveness measures to the characteristics of current and postulated C4ISR systems
and their contributions (performance and interoperability metrics) to mission operations.
This paper describes the four main components of the Framework, i.e., Architecture
Views (Operational, Systems, and Technical) and Linkages, Common Product Templates
and Common Data, Universal Guidance, and Common Building Block References.
Relationships to other popular and emerging architecture frameworks are described,
along with current plans for further evolution of the Framework.
1.0 History of the Framework
The initial impetus for the Framework came from the Defense Science Board, who
determined in the early 1990s that one of the key means for ensuring interoperable and
cost effective military systems is to establish comprehensive architectural guidance for all
of DoD. Consequently, the C4ISR Integration Task Force developed version 1.0 of the
C4ISR Architecture Framework in June of 1996, and the C4ISR Architecture Working
Group completed version 2.0 in December of 1997, under the auspices of the
Architecture Coordination Council (ACC) [C4ISR Architecture working Group, 1997].
1 The author wishes to acknowledge the support of the agencies that sponsor the work related to this paper:
the Office of the Assistant Secretary of Defense (C3I), Architectures and Interoperability Directorate; the
Federal CIO Council; and the Department of the Treasury.Page 2

In a 23 February 1998 memorandum, the Under Secretary of Defense (Acquisition &
Technology), the Acting Assistant Secretary of Defense (C3I), and the Joint Staff
Director of C4 Systems (J6) mandated the C4ISR Architecture Framework, Version 2.0
for use in all C4ISR or related architectures. In addition, they directed that the
Framework be examined as the basis for a single architecture framework for all
functional areas or domains within the DoD [Architecture Coordination Council, 1998].
2.0 Framework Overview
2.1 Why Do We Need an Architecture Framework?
Development of C4ISR architectures is a distributed process. Because there has been no
uniform guidance governing architecture development, DoD components have described
their respective architectures using a variety of disparate perspectives, formats and
terminology. It has been virtually impossible to interrelate or compare one architecture
with another, an integration process we must perform in order to identify interoperability
issues and to find opportunities for technology leveraging and sharing.
Using the Framework over time, architectures can be dovetailed and opportunities for
enhanced interoperability, integration, and cost-effectiveness will be easier to identify
and act upon.
The Information Technology Management Reform Act and the Government Performance
and Results Act require Federal Government organizations to measure the performance
of existing and planned information systems and to report performance measures
annually. The Framework can help DoD organizations to satisfy these reporting
requirements by providing uniform methods for describing information systems and their
performance in context with mission and functional effectiveness.
2.2 Framework Components
The Framework has four main parts: definitions of three standard views of any given
architecture; common products (descriptive models) and data; common building block
references; and high-level guidance in how to use the Framework to describe an
architecture.
2.2.1 Definitions of Architecture Views
The Framework defines three views of any given architecture. Figure 1 illustrates these
three views and their relationships.

Figure 1. One Architecture…Three Views
The operational view describes the tasks and activities, the operational nodes, and the
information flows between nodes that are required to accomplish or support an operation.
The operational view describes the nature of information exchanges in detail sufficient to
determine what specific degree of information-exchange interoperability is required.
The systems view translates the required degree of interoperability into a set of system
capabilities needed, identifies current systems that are used in support of the operational
requirements (or postulated systems that could be used), and facilitates the comparison of
current/postulated system implementations with the needed capabilities.
The technical view articulates the criteria that govern the implementation of required
system capabilities.
To be consistent and integrated, an architecture description must provide explicit linkages
among its various views. The Framework product set, described briefly in the next
paragraphs, provides a number of such linkages among the views.
2.2.2 Common Products and Data
Products are the representation formats, and the required data, that all of the DoD
components will use to describe their C4ISR architectures. The essential products are
those that every architecture description must include, provided that the subject view is
included in the architecture. The supporting products are those that will be needed for
some architecture descriptions, depending on the purpose of the architecture. The
Framework describes seven essential products and 19 supporting products.
It is critical to understand that a given product type is designated as “essential”
because it is one that higher-level integrators and decision makers will need to see inPage 4

order to make comparisons and budget decisions across multiple architectures.
Other products may be equally necessary, or even more necessary, for a specific
architecture effort, but if those products do not need to be seen by the higher level
decision-makers, those products are designated “supporting.” Simply stated,
“essential” means “essential for cross-architecture analysis.”
The product set was designed with relationships and connections among the products in
mind. These connections and relationships not only facilitate a more complete
representation of a given architecture, they also provide a means for relating technology
to mission requirements.
There are three essential products in the operational view:
The High-level Operational Concept Graphic (figure 2) is the most general of the
architecture-description products. Its main utility is as a facilitator of human
communication, and it is intended for presentation to high-level decision makers. This
kind of diagram can also be used as a means of orienting and focusing detailed
discussions. The graphic should be accompanied by explanatory text.


Figure 2. High-Level Operational Concept Graphic
The Operational Node Connectivity Description (figure 3) depicts the operational
nodes, the needlines between them, and the characteristics of the information exchanged.
A needline is simply an indication that two nodes need to exchange information; it does
not state how that exchange is accomplished, i.e., with what systems or networks.

Figure 3. Operational Node Connectivity Description
The Operational Information Exchange Matrix (figure 4) displays the Information
Exchange Requirements (IER) among the operational nodes, identifying who exchanges
what information with whom, why the information is needed, and what degree of
information exchange sophistication is required. The matrix describes relevant attributes
of the exchange and keys the exchange to the producing and using activities and nodes
and to the needline the exchange satisfies.

Figure 4. Operational Information Exchange Matrix

There is just one essential product in the systems view, the System Interface
Description (figure 5). However, to accommodate the range of detail that may be
required by individual architectures, this product can be shown in three perspectives:
internodal (with two levels of detail), intranodal, and intrasystem (system component).

The System Interface Description links together the operational and systems architecture
views by depicting the assignments of systems and their interfaces to the nodes and
needlines described in the Operational Node Connectivity Description.
The System Interface Description identifies the interfaces between nodes, between
systems, and between the components of a system, depending on the needs of a particular
architecture.
There is also just one essential product in the technical view, the Technical Architecture
Profile (figure 6). The Technical Architecture Profile references the technical standards
that apply to the architecture and how they need to be, or have been, implemented.Page 7

. . .
Service Area
Service
Standard
Operating System
Software
Engineering Services
User
Interface
Data Management
Data Interchange
Graphics
Client Server
Operations
Object Definition and
Management
Data Management
Window Management
Dialogue Support
Kernel
Shell and Utilities
Programming Languages
Data Interchange
Electronic Data Interchange
Graphics
FIPS Pub 151-1 (POSIX.1)
IEEE P1003.2
FIPS Pub 119 (Ada)
FIPS Pub 158 (X-Window
System)
DoD Human Computer Interface
Style Guide
FIPS Pub 158 (X-Window
System)
Project Standard
FIPS Pub 127-2 (SQL)
FIPS Pub 152 (SGML)
FIPS Pub 161 (EDI)
FIPS Pub 153 (PHIGS)
Figure 6. Example Technical Architecture Profile
In addition to the view-specific essential products described here, there are two more
essential products that apply to all three views. These are the Overview and Summary
and the Integrated Dictionary.
For each product, appendix A of the Framework contains a table presenting details of the
product attributes or characteristics. Each product attribute represents a piece of
information about a given architecture that should be captured in the product and stored
in the Integrated Dictionary.
As the Framework is used and lessons-learned are compiled, the set of information
elements needed to describe architectures will be refined.
Architecture Product Linkages – the Audit Trail That Relates Technology to
Mission Operations
The three architecture views provide a basis for analyzing proposed investments in terms
of their contributions to mission effectiveness. Because the Framework products are
closely interrelated, this kind of trace-back can be readily accomplished.
In figure 7, each of the three architecture views (operational, systems, and technical) is
represented by examples of the appropriate performance measures for that view, the
information that must be captured to evaluate whether those measures can be or are being
met, and the main Framework product or products used to capture that information.

Figure 7. Audit Trail Linking Technology to Mission Operations
As the architecture description moves from the operational view to the systems view,
information about the systems that satisfy the operational needs is overlaid on the
operational information, and the mission effectiveness measures are translated into
system performance measures. The prevailing technical architecture standards provide
implementation criteria for the systems that satisfy the operational requirements.
The sequence of products, indicated by the circled letters above, provides a mechanism
for relating the systems solutions (investments) back to their operational requirements
(mission effectiveness). The Framework does not explicitly dictate the sequence in
which products should be built, but by taking advantage of the inherent relationships
among the products, one can tailor an appropriate sequence to suit the analysis at hand.
2.2.3 Common Building Block References
There are many efforts ongoing and evolving in DoD that focus on the common goals of
interoperability, integration, and cost-effective investments. A number of reference
models and information standards exist that serve as sources for guidelines and attributes
that must be consulted while building architecture products. Each of these resources is
defined and described in its own document. Table 1 lists some of these resource building
blocks.

Figure 8. Framework Process Guidance
3.0 Adaptations Beyond DoD and Relationships to Other Frameworks
Although it was developed for C4ISR, the Framework has been used successfully in other
DoD domains, such as electronic commerce, logistics, and health services, as well as in
the Intelligence Community. Other Agencies and Departments of the Federal
Government are also adopting the descriptive product types developed for the DoD
Framework. Governments outside the United States have expressed interest in the DoD
Framework, most notably Australia, Sweden, and Israel.
A far-reaching goal of architecture development is to have a common means for
expressing architectures so that architectures can be understood and compared at many
levels -- for example, within Agencies and Departments (e.g., Service-to-Service within
DoD, or bureau-to-bureau within the Treasury Department) and across Agencies or
Departments (e.g., between DoD and the Treasury Department). Some can even envision
a world in which industry architectures can be readily compared with those of the Federal
Government (e.g., to compare the way DoD performs payroll operations with the way
IBM performs payroll operations). To this end, a number of organizations are developing
architecture frameworks that tell their architects how to describe their architectures using
common techniques and templates.
In addition to Government, industry is beginning to show interest in the C4ISR
Architecture Framework as well. The Open Group is a multi-national organization, one
of whose purposes is to develop an industry-wide common practice for architecturePage 11

description. The group has expressed a desire to incorporate some of the principles and
techniques of the C4ISR Architecture Framework into their document, which is entitled
The Open Group Architecture Framework (TOGAF) [Author’s Correspondence, 2000].
The C4ISR Architecture Framework does not dictate a specific methodology to be used
when describing architectures. An organization can devise its own method for
developing the products (that is, which supporting products should be built, in what
order, and to what level of detail), or it can use the Framework in conjunction with
another, existing methodology or framework. This flexibility has made it easier to adapt
DoD’s Framework to other domains. The sections below describe the relationships
between DoD’s Framework and some other frameworks, and how other communities are
using the architecture products prescribed in DoD’s Framework.
3.1 Relationship to the Zachman Framework
The Zachman Framework is a way of thinking about an enterprise in an organized way so
that it can be described and analyzed. The columns represent various aspects of the
enterprise that can be addressed, and the rows represent various viewpoints from which
those aspects can be described [Zachman, 1987]. Thus, each cell, formed by the
intersection of a column and a row, represents an aspect of the enterprise modeled from a
particular point of view. The architect selects and models the cells that are appropriate to
the purpose of the analysis.
As shown by the color coding in figure 9, the views and individual products of the C4ISR
Architecture Framework, Version 2.0 map to the cells of the Zachman Framework
[Sowell, 1999]. (The figure maps only the most frequently-used DoD products, not all of
them.)
Blue cells indicate that the C4ISR Architecture Framework contains operational view
products that map to the cells; orange cells indicate that the C4ISR Framework contains
systems products that map to the cells; and blue/orange cells indicate that the C4ISR
Framework contains both operational and systems products that map to the cells. (Note
that there are no red cells; this reflects the fact that no technical view products map to the
Zachman Framework. This is because the Zachman Framework does not call for the
explicit modeling of the applicable rules and standards themselves, but assumes standards
to apply within multiple cells.)
Ovals have been overlaid onto the color-coded cells. These ovals represent individual
products from the C4ISR Architecture Framework that correspond to the Zachman cell or
cells onto which the oval is overlaid. Operational products are represented by blue ovals,
and systems products by yellow or orange ovals.

Figure 9: Selected DoD Framework Products Mapped to Zachman Framework Cells
Note that in some instances a cell is blue and orange, indicating that the C4ISR
Architecture Framework contains both operational and systems products that correspond
to the cell, but only a blue oval is shown in the cell. This is because not all the C4ISR
Architecture Framework products are represented, only some of those that have been
most frequently used in DoD architectures to date. The Function/Designer cell is blue
and orange because the Operational Activity to Systems Function Matrix, while shown in
the C4ISR Architecture Framework as a systems view product, is actually a pivot point
between the operational and systems views.
Through this product-to-cell mapping, the C4ISR Architecture Framework can provide
templates and guidelines for modeling the enterprise features that correspond to the
Zachman cells.
3.2 Using the DoD Framework Product Types with the Federal Enterprise
Architecture Framework
The Federal CIO Council has developed the Federal Enterprise Architecture Framework
(FEAF) Version 1.1, which provides guidance in how to describe architectures for multi-
organizational functional segments of the Federal Government [Federal CIO Council,
1999]. As shown in figure 10, the FEAF partitions a given architecture into a Business
architecture and a Design architecture, with the Design architecture further partitioned
into Data, Applications, and Technology aspects.

Figure 10: Structure of the Federal Enterprise Architecture Framework Components
The FEAF guidance is built on the foundation of a modified Zachman Framework, with
the Spewak Enterprise Architecture Planning overlaid onto the first two rows. The first
two rows are considered essential for all architectures built in accordance with the FEAF.
Very high-level text descriptions are provided of the models that should be built to fulfill
the cells of the modified-Zachman matrix.
3.2.1 Comparison of the Federal Framework and the DoD Framework
Figure 11 illustrates the following correspondence between the FEAF components and
the DoD Framework Views: the Business architecture roughly corresponds to the DoD’s
Operational View, the Design architecture roughly corresponds to the DoD’s Systems
View, and the FEAF’s Standards roughly correspond to DoD’s Technical View. (Data is
distributed across the Operational and Systems Views in the DoD Framework.)


Figure 11: DoD Framework Views Mapped to the Federal Framework ComponentsPage 14

As stated above, the FEAF guidance is built on the foundation of the Zachman
Framework, with the Spewak Enterprise Architecture Planning overlaid onto the first two
rows. Because, as shown earlier, the DoD Framework products can be used to fill out the
cells of the Zachman Framework, the DoD products can also be used to fill out the cells
of the FEAF. Figure 12 illustrates the mapping of selected DoD Framework products to
the corresponding cells of the FEAF. Note that the FEAF has made some modifications
and annotations to the Zachman Framework rows and column names.


Figure 12: Selected DoD Product Types Mapped to the Federal Framework’s Zachman-Based Cells
3.2.2 Using the DoD Products in the FEAF: Federal Framework Pilot Architectures
The Federal CIO Council seeks to develop, maintain, and facilitate the implementation of
the top-level enterprise architecture for the Federal enterprise. This architecture will
serve as a reference point to facilitate the efficient and effective coordination of common
business processes, information flows, systems, and investments among Federal agencies.
The approach taken to develop this Federal enterprise architecture is to develop
architectures for selected high-priority cross-agency business lines, or “Federal
Segments,” which will collectively constitute the enterprise architecture.
With technical leadership provided by MITRE, a pilot effort is being conducted in which
architecture descriptions will be constructed for one of the Federal Segments, to test the
utility of the FEAF guidance. The candidate functional segment as of this writing is
Grants.Page 15

There was concern within the Federal Agencies Information Architectures Working
Group (FAIAWG) that the Zachman Framework did not provide enough detailed
direction to enable a useful architecture analysis. At this point, the FAIWG turned to the
C4ISR Architecture Framework products for this additional architecture information.
Representatives of the FAIAWG worked with MITRE to examine the DoD products;
they determined that the products were usable for the Federal Pilot with almost no
modifications. Accordingly, four of the C4ISR Architecture Framework’s essential
products and one supporting product will be used to populate the appropriate cells of the
modified Zachman Framework.
The pilot effort will produce, in accordance with the Federal Enterprise Architecture
Framework (as amended by the DoD C4ISR Architecture Framework products), a
narrow-scope architecture pilot segment that can be used to gather lessons-learned for
further development or improvement of the Federal Enterprise Architecture Framework.
This effort will also support the activities of the Federal CIO Council’s Emerging
Information Technology and Interoperability Committee and contribute to the
Committee’s near term vision, which is increased interoperability of Federal business
processes to achieve a cost-effective, value-added contribution to the efficiency of the
Federal enterprise.
Figure 13 illustrates the products selected from DoD’s Framework that will be used as
templates for populating the Federal Framework cells selected for the Pilot [Sowell,
1999]. Although, as shown previously, many more DoD products map to the FEAF cells,
only a few products were selected for a thin-thread example architecture for the Pilot.


Figure 13. DoD Framework Products Mapped to the Federal Pilot Architecture ModelsPage 16

Note that the Technical Architecture Profile does not actually map to the FEAF cells,
because “Standards” are not explicit in the FEAF’s modified Zachman Framework. It is
included here for completeness of the Pilot.
3.3 Using the DoD Framework Products with the Treasury Department’s Enterprise
Architecture Framework
On 3 January 1997 the Treasury Department published its Treasury Enterprise
Architecture Framework (TISAF) [Department of the Treasury, 1997]. At this writing,
the TISAF document is evolving to become the Treasury Enterprise Architecture
Framework (TEAF). Some of the goals for this evolution are to make the document more
user-friendly, to make it more explicit in its direction (more prescriptive rather than just
descriptive), and to make it consistent with the FEAF. To further all of these goals, the
TEAF uses the same DoD Framework products that are being used in the FEAF Pilot,
and makes those products mandatory.
The TEAF is based on an adaptation of the Zachman Framework, using essentially the
same rows (perspectives) as the Zachman Framework, collapsing the bottom two rows
into one, and modifying the columns into four “Views” as shown in figure 14.


Figure 14. The Views and Perspectives of the Treasury Enterprise Architecture FrameworkPage 17

The current draft TEAF adopts the distinction between essential and supporting products
that is used in the DoD Framework (the TEAF calls the products “work products”). The
TEAF has adopted the DoD Essential product set as a starting point, to which Treasury-
specific products may be added later. In addition, the TEAF lists many of the DoD’s
supporting products, as well as other products derived from IRS work and other sources.
Figure 15 illustrates the selected DoD products mapped to the cells of the Treasury
Framework [Department of the Treasury, 2000]. Note that this mapping is representative
and for illustration only; the TEAF document was in draft as of this writing and the exact
mapping may therefore be subject to change.
The DoD Framework allows for constructing products at multiple levels of detail, as
needed; the TEAF has accounted for this by giving each level of detail a distinct product
name. For example, the DoD’s Operational Node Connectivity Description is
represented three times in the TEAF matrix: once as Node Connectivity Description
(Conceptual), once as Node Connectivity Description (Logical), and once as Node
Connectivity Description (Physical).
Figure 15. Representative Mapping of the DoD Framework’s Products to the Cells of the TEAF

3.4 U.S. Customs Service Use of the DoD Framework Products
The U.S. Customs Service is using several of the DoD Framework’s product types in
developing an architecture description of its Automated Commercial System. This effort
is described in another CCRTS conference paper [Thomas et al., 2000].
4.0 Current Plans for Evolution of the Framework
The Office of the Assistant Secretary of Defense (C3I) is undertaking an effort to evolve
the C4ISR Architecture Framework beyond its current Version 2.0. The plan is to
develop a Version 2.1, which makes some improvements and refinements to Version 2.0,
and to develop the broad outlines for an evolution to a Version 3.0. The main objectives
in developing Version 2.1 are to
1. Widen the scope of the document from C4ISR to more explicitly address
DoD-wide application.
2. Improve on version 2.0 to leverage lessons learned and emerging tools and
methodologies. These improvements will include simplification, clarification,
and a discussion of the implications of object-oriented techniques and tools on
the Framework.
It is the intent that any architectures that are compliant with version 2.0 will also be
compliant with version 2.1 without modifications. Any major changes such as making
the Activity Model a required product will be “grandfathered” to make exceptions for
architecture efforts already underway.
Overall reaction to the C4ISR Architecture Framework, Version 2.0 guidance was quite
positive. Most organizations supported the requirement for such guidance, and the
consensus was that, if executed properly, the guidance can provide a valuable vehicle for
streamlining the architecture process as well as related processes.Page 19

Several suggestions were submitted with respect to Framework enhancements. Some of
the more significant suggestions are described in table 1. As of this writing, these are
some of the changes that are expected to appear in the draft of Version 2.1. The final
product may differ, pending working group recommendations.
Table 1. Some Version 2.1 Changes Planned Resulting from Community Feedback
Community Feedback on Version 2.0
Resulting Changes Planned for
Version 2.1

Remove C4ISR from the title.

Plan to do

Streamline, clarify definitions.

Plan to do

Please make the Activity Model
“Essential.”

Plan to do, and redesignate as “OV-2”

NOTE: Operational Node Connectivity
Description and Operational Information
Exchange Matrix must be renumbered
because of the insertion of the Activity
Model into the Essential product set.

Provide more process guidance, i.e.,
how to use the Framework.

Some organization-specific tailorings of
the Framework generic process will be
referenced and excerpted.

Provide some guidance for those of us
using object-oriented techniques.

Mappings to object-oriented notations
are planned.

Example architecture showing object-
oriented versions of products is planned.

Give some guidance on how to move
from “AS-IS” to “TO-BE”
architectures.

A Capability Maturity Profile product is
planned (AV-3).

Address the “value of architectures”
question.

A new section is planned to begin
addressing the value of architectures and
architecture metrics.Page 20

Table 1. Some Version 2.1 Changes Planned Resulting from Community Feedback – concluded
Community Feedback on Version 2.0
Resulting Changes Planned for
Version 2.1

The examples are confusing and too
numerous.

Real-world examples will be omitted in
favor of generic templates.

The distinction between “essential” and
“supporting” products is confusing.
Please eliminate the distinction or
change the names.

Will use clarified terms to emphasize the
intent – that some products are needed
for Joint analysis, integration, and reuse
and are therefore mandatory even if they
are not directly needed for the individual
architecture’s specific purpose.

We need more structure in the
Operational Information Exchange
Matrix, less freedom.

The matrix will be further detailed.

Clarify the connections between the
operational view and the systems view.

The Operational Information Exchange
Matrix and the Systems Data Exchange
Matrix (formerly called the “Systems
Information Exchange Matrix”) will be
refined and more closely related to
facilitate the transformation of
operational requirements into system
requirements.

Product Relationship Charts will
illustrate other relationships among the
views.

A “value of architectures” section is
planned to address an audit trail through
the views.

The Framework is too big.

Document will be restructured, with key
information in a relatively small body
and supplementary information in
appendices.

Please provide information on
automated tools (also some advice not
to get into detailed tool discussions).

Some general information about tool
will be provided, but no particular
commercial tools will be endorsed.

Please clarify that the Operational
Node Connectivity Description (OV-2)
can be used to portray “functional”
rather than physical nodes.

Existing words to that effect will be
supplemented with a template showing
functional nodes.

We need more guidance on the degree
of freedom allowed in the graphical
appearance of the product; as it is, the
Framework seems to imply that only
Structured Analysis representations
can be used.

Activity Model write-up will be revised
to be less IDEF0-specific.

A mapping of products to object-
oriented notations is planned.

Example architecture is planned that
illustrates object-oriented product
alternatives.Page 21

References
[Architecture Coordination Council, 1998] Memorandum, 23 February 1998, Subject:
Strategic Direction for a Dod Architecture Framework.
[Author’s Correspondence, 2000] Communication with TOGAF committee members.
[C4ISR Architecture Working Group, 1997] C4ISR Architecture Framework Version
2.0. Office of the Assistant Secretary of Defense for Command, Control,
Communications and Intelligence, Washington D.C., November 1997.
[Department of the Treasury, 1997] Treasury Information System Architecture
Framework, version 1.0. Office of the Deputy Assistant Secretary for Information
Systems and Chief Information Officer, Department of the Treasury, Washington, D.C.,
3 January 1997.
[Department of the Treasury, 2000] Treasury Enterprise Architecture Framework,
Version 1. Department of the Treasury Chief Information Officers’ Council,
Washington, D.C., July 2000 (in draft as of this writing).
[Federal CIO Council, 1999] Federal Enterprise Architecture Framework, Version 1.1.
Department of Commerce, Technology Administration, National Technical Information
Service, Springfield, VA., 1999.
[Sowell, 1999] P. Kathie Sowell. The C4ISR Architecture Framework and the Federal
Enterprise Architecture Framework. The MITRE Corporation, McLean, Virginia. 1999.
[Sowell, 1999] P. Kathie Sowell. Consolidated Mapping of C4ISR Framework Products
to Federal Framework Models. The MITRE Corporation, McLean, Virginia, 1999.
[Thomas et al., 2000] Rob C. Thomas II, Raymond A. Beamer, P. Kathie Sowell.
Civilian Application of the DoD C4ISR Architecture Framework: A Treasury
Department Case Study, 5th International Command and Control Research and
Technology Symposium, 2000.
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